COFI, FAIS AND THE NEW COMPLIANCE REALITY: WHAT FINANCIAL SERVICE FIRMS MUST PUT IN PLACE
South Africa’s regulatory landscape for financial services is changing. The proposed Conduct of Financial Institutions (COFI) framework reframes how firms are authorised and supervised: where the FAIS regime authorised financial services providers based primarily on the products they sold (insurance, investment products, long‑term savings, etc.), COFI shifts the focus to the activities firms perform, giving […]






